Posts tagged ‘ATO’

The only reason public service design takes place in the first place is because government has decided to offer a service. If there’s no government service, there’s no public sector service design. And at the heart of government services are rules and regulations. Even supportive services and information and education services have legislation or government ‘programs’ at their heart. And therefore the design is driven with wanting people to ‘comply’ with the core of the service offering.

We’ve recently completed a project with a client that had us re-engage with our regulatory compliance past. Helping the client design a multi-layered compliance strategy not only proved again to us the power of service design in normal project delivery processes, but reconnected and reminded us how critical ‘compliance’ is to the public service design work that we do.

DMA interpretation of the Triangle

For us, a critical and essential design tool has always been the compliance triangle. The triangle evolved from outstanding applied research work by Valerie and John Braithwaite at the ANU (and many others who worked on the associated projects). As part of the Centre for Tax System Integrity, their work developed what we all know today as the Compliance Triangle.

The triangle is a strikingly simple concept, underpinned by deep, complex bio-psycho-social theories. It was key to thinking about the range of options open to a regulator to support, direct and enforce compliance – with voluntary compliance as a key element of that support.

Any designer could read the theory of the triangle and understand immediately that it can be applied to any government created system. The more we think about, and reapply it, we think it may, inadvertently, be one of the great public sector design models.

If you think about this (almost) twenty year old model, you realise that service design projects aren’t only about doing research about the question at hand and then developing innovative solutions for the now. They are also about building in the knowledge of the past, understanding the key drivers and motivations that are inherent in the service system and the service deliverer and then researching the current and future states.

And so to the recent project.

Working with a federal agency that is implementing a new compliance approach to a critical environment means that the work results in real action and is managing real risk. This work isn’t a hypothesis, it requires definitive compliance approaches in order to minimise the ‘consequences’ of non-compliance (an understated description in this case).

The compliance work itself is asking the Agency to commit to a new model. One that broadens compliance from a narrow view of rule management to one where voluntary compliance, use of interventions across international borders and trade channels in different and new areas and collaboration within the Department are key.

The work requires us to co-design with our project team, not just a compliance approach, but a compliance posture for the Agency and the actual ability for the Agency to deliver on this posture (build the right capabilities, have the right people processes and systems).

In working with the team, we’ve brought out the triangle again. Luckily, in this case, the Department uses a version of the triangle itself, so in this case we are working with it to draw out what needs to be done. The triangle isn’t a ‘strategy’, it’s a thinking tool that allows the team to design what needs to be done to take the triangle from theory and model to practice in their very specific service system.

In working with the team, and bringing the triangle back out, we’ve been reminded of some key practices ourselves:

  • Mature compliance isn’t about rules (black and white), it’s about behaviour (decisions made in the grey).
  • In order to implement a modern compliance regime you must have knowledge:
    • Of the risk you are managing, of the service system in action (now and in the future).
    • Of the current and historical behaviour of all players within the service system. This takes data and intelligence.
  • Due to the structure of modern public sector organisations, data and intelligence is not the preserve of one team. Invariably it isn’t even managed by the team delivering the compliance strategy. So, implementing a compliance regime requires collaboration and integration of effort across the organisation, and increasingly connected agencies.
  • Integration, as a principle of compliance strategies, must be stratified across three levels or it undermines the outcomes immediately: strategic integration means the team’s strategy and approach must be in line with government and Departmental goals. Operational Integration means that the strategy must support and deliver on the departmental compliance posture and approaches. Delivery integration means that the strategy must acknowledge and design for the fact that a range of existing and new capabilities and processes will drive the strategy

These layers of integration (common to most new design efforts, not just compliance) show us how the triangle is still at the heart of the design work of the public sector. Without strategic, operational and delivery integration the department would be setting the public – the service receiver – for failure, for non-compliance.

Think of the triangle, think of the outcome of the interaction of the service receiver with the service, and invariably the triangle will inform how you design and support the right kind of service system.

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Xmas-Card

It’s 37 degrees outside and not much less in here, and that can only mean one thing – Summer is finally here!

DMA will be closing up for the Christmas / New Year today until January 6th, so this post is just a quick close to the year and thanks to our partners, clients, collaborators and everyone else who have been involved in what has been another enormously successful and rewarding year.

If we had to pick some highlights of the year (which we do have to because it’s the point of this post) they would have to include:

  • Continuing our long-term service design partnership with the ATO which has seen us deliver a range of work that has focused on the organisation understanding what designing a service and connecting with the customer means (and not from the obvious, easy parts of the business). Being able to capture the experience in the SDN Touchpoint was great recognition for the work and our client. Service Operations – you are a cut above in terms of the kind of client every service design agency wishes they had. Here’s to an even more successful 2014 together.
  • Celebrating our tenth year of operation – which we found out puts us up there globally in terms of established service design and broader design agencies – by doing great work but also getting ourselves a present, our DMA10 team cycling kit!

That’s all for us for this year – looking forward to the time off and then hitting the ground running in 2014!

Mel and Jus

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“It’s not faddish to try to get policies and services right for the communities that rely on them”

Article: In Defence of Design: far more than jargon (2MB)

Our Article: In Defence of Design: far more than jargon (2MB)

In our recent post Six thoughts for the Centre for Public Sector Design’s future CEO we put forth our advice to the incoming CEO of the Centre for Public Design. At the time we also reflected briefly on academic J.R. Nethercote’s ‘Recruiting the ‘charisma’ to innovate‘ – 7 February 2012. Following this, the Public Sector Informant (Canberra Times) took us up on our offer to respond in print.

Here is the article ‘In Defence of Design: far more than jargon‘. We hope our thoughts add to the thinking on design and innovation in the public sector.

Thanks to Markus Mannheim, Editor of the Public Sector Informant, for this opportunity.

 

Update: Here’s a link to an online version of the article.



There was big news in the public sector design space a couple of weeks ago when the Acting Deputy Secretary for Industry and Innovation Ken Pettifer, announced plans to hire a CEO of the Centre for Public Design (the actual Department and Centre names are more wordy but we’ve shortened them here).

We noted a number of references in the broader service design community. People in our network – both local and international – have also been in touch with us for our take on the Centre.

We think the idea of setting up such a Centre is important in terms of placing design thinking at the forefront of public services. We’ve all seen enough poor examples of administrative, legislative, policy and technical implementations to prove the need. But we also think that there are some lessons that should be learnt from those who have gone before, or the whole Centre could end up a well meaning white elephant!

So, as designers who have been involved in the development of public sector design in theory and practice for over a decade, we thought we’d capture what our advice would be to the incoming CEO. Here’s our top six thoughts:

  1. The methodology is NOT the most important thing – it is important but the Centre will also need to get in there and do stuff early.
  2. Don’t move slowly – don’t let the phrase ‘capability building’ be an excuse not to act.
  3. Measure EVERYTHING that you do – build the case and make sure when people are doing conference presentations about their wonderful design project it actually made a difference for the community.
  4. Do more than ‘assure’. After a few months you’ll realise the job is really really hard. If you hear yourself say “I think we are just going to focus on best practice models and assure other Departments’ work” you’ve failed. Assurance is a vital component but nowhere near as vital as actually supplying resources and collaborating on actual design projects.
  5. Do what is right for you. We understand the relevance of the Mindlab approach, but we also love lots of international and Australian design consultancy models (and there are plenty). So don’t just pick one up and try and implement it. Be clear about what you are trying to achieve and what outcomes you are seeking and then deliver it yourself. Sure – learn from others, but OWN your process and practice.
  6. Don’t limit your network. Sure there are rules and processes for appointing and engaging with people but get out and about in our service design community. Be at the drinks, be at the conferences, but most importantly come and see how we and plenty of others work – we are all really good sharers ;)

As a post-script, the excellent Public Sector Informant (now a part of the Canberra Times) has published a stirring critique of the concept of the Centre by academic J.R. Nethercote ‘Recruiting the ‘charisma’ to innovate‘ – 7 February 2012.

Nethercote has some legitimate concerns about what might happen with the Centre (many of which are echoed in our thoughts above) but he seriously underestimates the importance and need for the Centre itself. The vocabulary of the Department may be a bit waffly in the advertisement for the CEO, but in our minds the need for design (and in particular service design) thinking to permeate every element of policy design and administrative implementations of that policy is absolutely non-negotiable.

We’ve approached the Informant to present a response to Professor Nethercote’s skepticism, we look forward to the opportunity.

Postscript: We were taken up on our offer and here is the article ‘In Defence of Design: far more than jargon



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